Compliance Manager - Abuja
9 hours ago
Job description
Location:
FCT, Abuja
Employment Type:
Full-time
Roles & Responsibilities
Regulatory Compliance
Maintain full compliance with all SEC regulations.
Serve as the primary compliance liaison between Volition Cap and SEC.
Prepare and submit regulatory filings, reports, and disclosures as required by law.
Maintain updated knowledge of changes in financial regulations and provide guidance to the organization.
Manage all organizational access details.
Risk Management
Implement and update the organization's Enterprise Risk Management system
Manage risk management policies, procedures, and controls.
Conduct periodic risk assessments and audits.
Detect and prevent financial crimes, including money laundering and fraud.
Ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations.
Internal Audit
Conduct quarterly audits in the following areas:
Client dashboard
Organizational passwords
Bank & investment platforms
Tech tools and platforms
Folder & file sharing
Laptops & phones
Contacts
Policy & Training
Draft, review, and update compliance policies and manuals.
Train employees on regulatory changes, compliance requirements, and best practices.
Foster a culture of compliance and ethical behaviour within the organization.
Reporting & Documentation
Maintain accurate and up-to-date compliance records and documentation.
Prepare and submit periodic reports to senior management and regulatory bodies.
Keep copies of compliance-related communications with regulatory authorities.
Stakeholder Management
Work closely with legal, risk, operations, and finance teams to ensure compliance with all applicable laws.
Manage applicable relationships with external auditors, consultants, and regulatory agencies, where needed
Address compliance-related queries from stakeholders and regulatory bodies.
Experience And Qualifications
A Degree in Law, Finance, Accounting, or a related field.
SEC sponsorship and prior experience in a compliance role.
Minimum of 10 years of experience in regulatory compliance within the financial sector.
Strong understanding of KYC, AML, and risk management principles.
Experience working with regulatory bodies, particularly the SEC.
Proficiency in compliance
Skill Set And Values
Strong knowledge of SEC regulations and financial compliance standards.
Excellent analytical and problem-solving skills.
High attention to detail and accuracy in documentation.
Strong organizational and communication skills.
Ability to work independently and under pressure.
Ethical mindset with strong integrity and confidentiality.
Ability to build a team.
Application Closing Date
31st May, 2025.
How to Apply
Interested and qualified candidates should send their Application to: using the Job Title as the subject of the mail.
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