Ogunbona Oluwaseun

A responsible and goal-oriented team player with a resourceful, and innovative mind geared towards success. I have keen interest in taking up new, and challenging assignments. Having ability to conduct independent research, self-learning and achieve set goals within the time framed.

Compliance Analyst
CardinalStone Partners (April, 2023 - Till Date)
• Review of three-tiered KYC in line with regulatory guidelines.
• Regulatory universe and liaison.
• Conduct due diligence on all businesses/ customers seeking to establish a relationship with the entity in
line with CDD procedures.
• Accurate and timely rendition of regulatory returns to avoid breaches.
• Periodic end-to-end cross-functional business group, and process reviews to ensure compliance to
regulatory guidelines and circulars.
• Facilitate internal (formal/informal), and external training.
• Review and monitoring of transactions to identify red flags, and suspicious activities as it relates to
money laundering, financing terrorism, and proliferation financing.
• Monitoring and reporting of suspicious transactions/activities.
Team member, Transaction Monitoring and Watchlist Filtering

UNION BANK OF NIGERIA (July 2019 – April 2023)
• Review and monitoring of customer transactions.
• Review and monitoring of IMTO transactions
• Conduct due diligence on all businesses/ customers seeking to establish a relationship with the Bank in
line with CDD procedures
• Perform compliance reviews of new and existing high-risk customers and businesses
• Periodic update of the Bank’s internal watchlist file/database and management of the sanctions
screening program
• Monitoring and reporting of Suspicious Transactions
• Compliance helpdesk management and advisory

Quality Assurance Officer ESPN COURIER AND LOGISTICS, LAGOS
January 2019 – June 2019
Regulatory Compliance Officer
• Research, data gathering, and monitoring for regulatory investigations and enquiries
• Liaison & investigation officer for regulatory and law enforcement agencies’ requests
• Blocking/unblocking of accounts due to money laundering considerations
• Compliance helpdesk management and advisory
• Monitored compliance with corporate governance, anti-bribery & corruption, ethics, and sustainability
• Resolving all issues efficiently and building excellent client rapport, to enhance customer satisfaction.
• Gathering data on integration issues and vulnerabilities and reporting all findings, including improvement
recommendations.
• Conducting evaluations to identify weak areas and identifying problematic issues while promoting
corrective methods.
• Utilizing operational statistics to measure growth.
• Effectively interacting with all units to identify issues/challenges, and work closely to develop solutions.

M.Sc. Finance | In view
University of Lagos, Akoka

B.Sc. Banking and Finance (Second-class Upper) | 2012 - 2017
Federal University of Agriculture, Abeokuta